Compliance

OIR/DFS:

• Penalty Guidelines - Insurer (OIR, F.A.C. 69O-142.011)
• Penalty Guidelines - Insurance Representatives (DFS, F.A.C. 690-231)
• Penalty Categories - Health Maintenance Organization (OIR, F.A.C. 69O-191.300)
• Market Investigations/Exams - OIR

National insurance compliance:

• IRES - Insurance Regulatory Examiners Society
• IRES Foundation
• AICP - Association of Insurance Compliance Professionals

National compliance and ethics organizations:

• Ethics Resource Center
• ERC National Business Ethics Survey
• Health Care Compliance Association
• Compliance Certification Board
• Society of Corporate Compliance and Ethics

Florida university ethics centers:

• University of Florida, Center for Business Ethics Education and Research
• University of Miami, Center for Ethics & Public Service
• The University of Tampa, Center for Ethics

Insurance operations compliance tools:

• Compliance360
• Oracle Insurance Compliance Tracker
• Compliance Ware